Regulators face possibly the greatest challenges of all investment industry participants. The industry is incredibly complex and resources are already stretched. Finanical engineering means constant innovation. Regulators need to be able to understand investment strategies as well as investment managers.


Round Tower Solutions is a unique consulting firm focused on the investment management industry. We use our wealth of investment management expertise to assist regulators in managing their regulatory roles. We provide objective, independent investment insight with the overarching goal of assisting regulators overcome their challenges and achieve their goals.

The key services we offer are listed on the right. Please contact us to discuss a particular issue you may require assistance with.

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